http://www.sec.gov/investor/brokers.htm
Complete Description:Federal or state securities laws require brokers, investment advisers, and their firms to be licensed or registered, and to make important information public. But it's up to you to find that information and use it to protect your investment dollars. The good news is that this information is easy to get, and one phone call or web search may save you from sending your money to a con artist, an unscrupulous financial professional, or a disreputable firm.
Funding Agency: Securities and Exchange Commission
Type: Website;
Language: English
Audience: Individual